RIA Data Security Compliance
A Reg S-P readiness and compliance workflow for small SEC-registered RIAs. Build your incident response program, track vendor obligations, manage breach-notification workflows, and keep exam-ready records without relying on generic templates or expensive consultants.
What's Included
- Reg S-P readiness checklist and gap assessment workflow
- Incident response program builder for small RIA operating structures
- Vendor oversight tracker for service providers handling client data
- Breach-notification workflow with deadline and status tracking
- Recordkeeping system for policies, reviews, incidents, and evidence
- Compliance dashboard for outstanding gaps and required actions
- Template library for notices, procedures, and response documentation
- Audit trail for updates, approvals, and ongoing compliance maintenance
Need this adapted to your workflow? We can customize fields, approvals, integrations, and reporting during discovery, then confirm scope and delivery timeline with you.
How It Works
Browse our modules
Explore what we've built for businesses like yours.
Schedule a discovery call
Book a call and tell us about your business and what you need.
We design it for you
We customize a prototype specifically for your business and present it to you.
We build and deploy
Your custom software is live within weeks, we keep you updated every step.
Exit Options
No vendor lock-in. You always have a clear path forward.
Ongoing Support
Keep Weylink hosting, support, and ongoing compliance updates as requirements and workflows evolve.
Buy Out
Purchase the full codebase and transition the module to your own team or infrastructure.
Cancel & Export
Export your data and process records at any time with no lock-in.
Pricing
We review your workflow, systems, and compliance needs.
Final quote depends on module scope, integrations, and customization.
Optional support and iteration plans available after launch.
Full codebase buyout available if you want to self-host later.
No commitment required. We'll scope it together first.